BUSINESS

Securities Reporting Compliance

We advise public companies on compliance with their reporting obligations under the Securities Exchange Act of 1934, including assistance in preparing press releases, reports on Forms 8-K, 10-Q and 10-K and proxy statements for annual and special shareholder meetings.

We assist public companies’ management and investors with all aspects of compliance with Sections 13 and 16 of the Securities Exchange Act of 1934, including the preparation and filing of Forms 3, 4 and 5 and Schedules 13D and 13G.

We also advise our public company clients listed on the New York Stock Exchange and the Nasdaq Stock Market on the rules applicable to the conduct of their affairs.

HIGHLIGHTS

Jeffrey O’Connell profiled in The Recorder article A Lawyer’s Deal Lawyer  more >>

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