SECURITIES ENFORCEMENT DEFENSE

Securities Industry Litigation

The Securities Enforcement Defense Group’s attorneys represent our investment adviser and broker-dealer clients in securities-related civil and commercial disputes. The Group’s attorneys bring their knowledge of the securities industry to these matters as well as their experience in handling the unique issues that arise in such disputes. We are also mindful of the possibility of regulatory proceedings that may develop out of a private action and the disclosure obligations that might follow.

We have extensive trial experience, and our skill and reputation as trial lawyers provide strategic advantages at all stages of the litigation process. We also take care to staff matters leanly and to focus our efforts on activities that will lead directly to an efficient and favorable resolution. Some examples of the securities industry litigation we have recently handled are:

HIGHLIGHTS

SLUSA’S Potential Catchall Consolidation in Covered Class Actions by Jason P. Lee as published in The American Bar Association Securities Litigation Journal more >>

Jason P. Lee interviewed in Conference Call Examines Registration Ruling as published in www.hedgefund.net  more >>

Securities Litigation Roundtable with Jahan Raissi as published in California Lawyer Magazine more >>

What D&Os Should Know About SEC Fraud Investigations by Jason P. Lee as published in Compliance Week  more >>

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