Securities Industry Litigation

SECURITIES ENFORCEMENT DEFENSE

Securities Industry Litigation

The Securities Enforcement Defense Group’s attorneys represent our investment adviser and broker-dealer clients in securities-related civil and commercial disputes. The Group’s attorneys bring their knowledge of the securities industry to these matters as well as their experience in handling the unique issues that arise in such disputes. We are also mindful of the possibility of regulatory proceedings that may develop out of a private action and the disclosure obligations that might follow.

We have extensive trial experience, and our skill and reputation as trial lawyers provide strategic advantages at all stages of the litigation process. We also take care to staff matters leanly and to focus our efforts on activities that will lead directly to an efficient and favorable resolution. Some examples of the securities industry litigation we have recently handled are:

disputes between market participants
trading disputes and trading errors, including complex instruments such as derivatives and swaps
unfair competition and misappropriation of trade secrets customer disputes
hedge fund and investment adviser litigation
FINRA and other Self Regulatory Organization arbitrations

HIGHLIGHTS

Securities Litigation Roundtable with Jahan Raissi as published in California Lawyer Magazine more >>

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