Articles by Firm Authors

ARTICLES BY FIRM AUTHORS

SUMMER.2008	Making Misconduct Matter What to do (or not) when your opponent engages in misconduct By Charles R. Rice as published in The Recorder
SPRING.2008	On Litigation Skills By Charles R. Rice as published in ABTL Report Northern California
AUG.06.2007	Direct Directions Let the witness take center stage during direct examination By Charles R. Rice as published in The Recorder
SPRING 2007	The Revised Uniform Partnership Act: An Introduction By Richard F. Munzinger and Matthew J. Gluck as published in ABTL Report Northern California
WINTER.2007	A Few Brief Words Keep busy readers in mind when crafting your written arguments By Charles R. Rice as published in The Recorder
AUTUMN.2006	Button Up Resist the voluntary spirit when defending a deposition By Charles R. Rice as published in The Recorder
FALL.2006	SECURITIES ENFORCEMENT DEFENSE ALERT By Shartsis Friese LLP Securities Enforcement Practice Group
AUG.23.2006	New Law Changes Rules on Management of ERISA Plan Assets By Shartsis Friese LLP Investment Funds & Advisers
AUG.18.2006	Questions, Periods The Art and Science of Depositions By Charles R. Rice as published in The Recorder
SUMMER.2006	SLUSA’S Potential Catchall Consolidation in Covered Class Actions By Jason P. Lee as published in The American Bar Association Securities Litigation Journal
JUL.26.2006	SEC’s Soft Dollar Release By Shartsis Friese LLP Investment Funds & Advisers
JUN.2006	No End in Sight to Options Backdating Investigations By Jahan P. Raissi
FEB.21.2006	Monkey Business Peacemaking among people and other primates By Charles R. Rice as published in The Recorder
AUG.16.2005	SHARTSIS FRIESE WRITES THE BOOK ON HEDGE FUND REGULATION
2005-2006	The Developing Regulatory Landscape for Hedge Fund Managers By Jason P. Lee and James J. Frolik as published in Lipper HedgeWorld SEC Registration Report 2005 - 2006
NOV.14.2005	Expert Advice Key Questions to Ask Opposing Expert Witnesses By Charles R. Rice as published in The Recorder
SEPT.19.2005	Your Witness... A few tips on conducting an effective cross-examination By Charles R. Rice as published in The Recorder
JUL.07.2005	The Emerging Evolution of Enforcement Actions Against the Hedge Fund Industry By Jason P. Lee as published in HedgeWorld News
JUN.07.2005	What D&Os Should Know About SEC Fraud Investigations By Jason P. Lee as published in Compliance Week
MAY.2005	The SEC is Focusing More Closely on Investment Adviser Conflicts of Interest - and So Should Advisers By Jahan P. Raissi
MAY.2005	SEC Requires Hedge Fund Managers to Register as Investment Advisers By James J. Frolik and Douglas L. Hammer as published in Compliance Review
SPRING.2005	On Litigation Strategy By Charles R. Rice as published in ABTL Report Northern California
JAN.20.2005	Investment Advisers that are Not Registered with the SEC By Shartsis Friese LLP Investment Funds & Advisers
JAN.2005	Client Advisory: Dealing with Disgruntled Investors By Charles R. Rice
OCT.2004	SEC Proposes Investment Adviser registration of hedge fund managers By James J. Frolik and Douglas L. Hammer as published in Compliance Review
SUMMER.2004	The Feeney Pit and the Pendulum: Swings in Criminalizing Securities Laws By Robert Charles Friese as published in ABTL Report Northern California
JAN.08.2004	Annual Obligation Review By Shartsis Friese LLP Investment Funds & Advisers
JAN.07.2004	Compliance Programs By Shartsis Friese LLP Investment Funds & Advisers
DEC.03.2003	NASD Rule 2790 - The “New Issue” Rule By Shartsis Friese LLP Investment Funds & Advisers
OCT.10.2003	Amendments to Custody Rules Adopted by the SEC By Shartsis Friese LLP Investment Funds & Advisers
AUG.19.2003	Commodity Futures Trading Commission (“CFTC”) – Registration Relief By Shartsis Friese LLP Investment Funds & Advisers
SPRING.2003	California’s Supreme Court Limits The Scope Of A Trade Secrets Release & The Enforceability Of A Covenant Not To Compete By Robert E. Schaberg as published in the ABA Section of Litigation Business Torts Journal
SPRING.2003	On Litigation Strategy By Charles R. Rice as published in ABTL Report Northern California
NOV.19.2002	Commodity Futures Trading Commission (“CFTC”) – No-Action Relief By Shartsis Friese LLP Investment Funds & Advisers
AUG.8.2002	Sarbanes-Oxley Act of 2002 By Shartsis Friese LLP Investment Funds & Advisers
MAY.29.2002	Gramm-Leach-Bliley Act – Privacy Regulations By Shartsis Friese LLP Investment Funds & Advisers
MAY.02.2002	New Exemption from Certification Requirements By Shartsis Friese LLP Investment Funds & Advisers
APR.30.2002	Anti-Money Laundering & the USA PATRIOT Act - Follow up By Shartsis Friese LLP Investment Funds & Advisers
APR.02.2002	Anti-Money Laundering & the USA PATRIOT Act By Shartsis Friese LLP Investment Funds & Advisers
MAY.2001	Trademark Protection/Registration of New Top Level Domain Names By Jeffrey A. O’Connell and Latisha R. Brown
MAR.2001	On Securities By Charles R. Rice as published in ABTL Report Northern California
JUL.2000	On Securities By Charles R. Rice as published in ABTL Report Northern California
MAR.2000	The Five Most Important Rules for Winning Trials By Ronald Hayes Malone as published in ABTL Report Northern California
2000	Dissolution Actions Yield Less than Fair Market Enterprise Value (Appraising for “Fair Value” Under California Corporations Code Section 2000) By Arthur J. Shartsis
NOV.1999	On Securities By Charles R. Rice as published in ABTL Report Northern California
JUN.1999	The Ten Commandments for avoiding a Fraudulent Real Estate Transaction By Joel Zeldin as published in the California Land Title Association’s Claims Awareness Hot Sheet
MAR.1999	The Evolving Insider Trading Debate By Zesara C. Chan and Robert C. Friese as published in the ABTL Report Northern California