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ARTICLES BY FIRM AUTHORS
| SPRING/SUMMER 2012 |
By Charles R. Rice as published in ABTL Report Northern California |
| SPRING.2012 | THE SEC'S PUBLIC FOCUS ON PRIVATE EQUITY By Zesara Chan as published in ABA Securities Litigation |
| FEB.23.2012 |
By John Stein as published in The Recorder |
JAN.2012 |
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| SPRING.2011 |
By Charles R. Rice as published in ABTL Report Northern California |
| FALL.2010 | DANCING ON DIRECT: DIRECT EXAMINATION OF WITNESSES By Charles R. Rice as published in Proof by the American Bar Association |
| SPRING.2010 |
By Charles R. Rice as published in ABTL Report Northern California |
| MAR.31.2010 | RECENT REGULATORY DEVELOPMENTS Summarized recent regulatory developments of interest, such as: Amended Short Sale Rule - Regulation SHO, Foreign Bank Account Reports (FBAR), and New ERISA Reporting Requirements By Shartsis Friese llp Investment Funds & Advisers |
| JAN.13.2010 |
Annual letter to Shartsis Friese's investment adviser clients briefly reviewing a variety of issues for consideration in 2010 |
| SPRING.2009 |
By Charles R. Rice as published in ABTL Report Northern California |
| SUMMER.2008 |
What to do (or not) when your opponent engages in misconduct By Charles R. Rice as published in The Recorder |
| SPRING.2008 |
By Charles R. Rice as published in ABTL Report Northern California |
AUG.06.2007 |
Let the witness take center stage during direct examination By Charles R. Rice as published in The Recorder |
SPRING 2007 |
Charles R. Rice as published in ABTL Report Northern California
The Revised Uniform Partnership Act: An Introduction By Richard F. Munzinger and Matthew J. Gluck as published in ABTL Report Northern California |
WINTER.2007 |
Keep busy readers in mind when crafting your written arguments By Charles R. Rice as published in The Recorder |
AUTUMN.2006 |
Resist the voluntary spirit when defending a deposition By Charles R. Rice as published in The Recorder |
AUG.23.2006 |
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AUG.18.2006 |
The Art and Science of Depositions By Charles R. Rice as published in The Recorder |
JUL.26.2006 |
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JUN.2006 |
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| SPRING.2006 |
By Charles R. Rice as published in ABTL Report Northern California |
| MAR.2006 | USING CORPORATIONS CODE §2000 TO RESOLVE 50-50 SHAREHOLDER DEADLOCKS IN PRIVATELY HELD CORPORATIONS |
FEB.21.2006 |
Peacemaking among people and other primates By Charles R. Rice as published in The Recorder |
AUG.16.2005 |
Shartsis Friese WRITES THE BOOK ON HEDGE FUND REGULATION |
2005-2006 |
The Developing Regulatory Landscape for Hedge Fund Managers By Jason Lee and James J. Frolik as published in Lipper HedgeWorld SEC Registration Report 2005 - 2006 |
NOV.14.2005 |
Key Questions to Ask Opposing Expert Witnesses By Charles R. Rice as published in The Recorder |
SEPT.19.2005 |
A few tips on conducting an effective cross-examination By Charles R. Rice as published in The Recorder |
| AUG.16.2005 | U.S. Regulation of Hedge Funds Attorneys with Shartsis Friese are pleased to have authored U.S. Regulation of Hedge Funds for the American Bar Association |
MAY.2005 |
SEC Requires Hedge Fund Managers to Register as Investment Advisers By James J. Frolik and Douglas L. Hammer as published in Compliance Review |
SPRING.2005 |
By Charles R. Rice as published in ABTL Report Northern California |
JAN.20.2005 |
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JAN.2005 |
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OCT.2004 |
SEC Proposes Investment Adviser registration of hedge fund managers By James J. Frolik and Douglas L. Hammer as published in Compliance Review |
SUMMER.2004 |
The Feeney Pit and the Pendulum: Swings in Criminalizing Securities Laws By Robert Charles Friese as published in ABTL Report Northern California |
| SPRING.2004 |
By Charles R. Rice as published in ABTL Report Northern California |
JAN.08.2004 |
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JAN.07.2004 |
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DEC.03.2003 |
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OCT.10.2003 |
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AUG.19.2003 |
Commodity Futures Trading Commission (“CFTC”) – Registration Relief |
SPRING.2003 |
By Robert E. Schaberg as published in the ABA Section of Litigation Business Torts Journal |
SPRING.2003 |
By Charles R. Rice as published in ABTL Report Northern California |
NOV.19.2002 |
Commodity Futures Trading Commission (“CFTC”) – No-Action Relief |
AUG.8.2002 |
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MAY.29.2002 |
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MAY.02.2002 |
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APR.30.2002 |
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APR.02.2002 |
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| MAR.2002 |
By Charles R. Rice as published in ABTL Report Northern California |
MAR.2001 |
By Charles R. Rice as published in ABTL Report Northern California |
JUL.2000 |
By Charles R. Rice as published in ABTL Report Northern California |
MAR.2000 |
The Five Most Important Rules for Winning Trials By Ronald Hayes Malone as published in ABTL Report Northern California |
2000 |
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NOV.1999 |
By Charles R. Rice as published in ABTL Report Northern California |
JUN.1999 |
The Ten Commandments for avoiding a Fraudulent Real Estate Transaction By Joel Zeldin as published in the California Land Title Association’s Claims Awareness Hot Sheet |
MAR.1999 |
The Evolving Insider Trading Debate By Zesara C. Chan and Robert C. Friese as published in the ABTL Report Northern California |
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