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Archive for June, 2019

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SEC Publishes Interpretation of Investment Advisers’ Fiduciary Duty and Adopts Rules and Interpretations for Financial Professionals and their Retail Clients

On June 5, 2019, the Securities and Exchange Commission (“SEC”) released an interpretation to reaffirm and clarify certain aspects of…

Shartsis Friese has relocated to 425 Market Street, 11th Floor, San Francisco, CA 94105-2496. Telephone and fax numbers remain the same.

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