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Archive for January, 2022

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“Shadow Trading” – District Court Upholds the SEC’s Shadow Insider Trading Theory

Back in August 2021 the Securities and Exchange Commission filed a first-of-its-kind “shadow” insider trading case against Matthew Panuwat. Mr….

Annual Letter: 2022

This is our annual letter briefly reviewing various issues that our investment adviser clients should consider over the next few…

Shartsis Friese has relocated to 425 Market Street, 11th Floor, San Francisco, CA 94105-2496. Telephone and fax numbers remain the same.

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