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Archive for January, 2024

New Monthly Short Position Reporting

On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted Rule 13f-2 under the Securities Exchange Act of…

Annual Letter: 2024

This is our annual letter briefly reviewing various issues that our investment adviser clients should consider over the next few…

Amendments to Rules Governing Beneficial Ownership Reporting

The Securities Exchange Commission (the “SEC”) adopted amendments to the rules governing beneficial ownership reporting on Schedules 13D and 13G…