Archive for April, 2024
Results
SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications
On April 3, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced charges against Senvest Management LLC (“Senvest”), a registered…
“Shadow” Insider Trading – SEC Wins Jury Trial in Closely Watched Insider Trading Case
Last week the SEC notched a win in its first “shadow” insider trading case when a jury returned a verdict…