Publications - Page 13 of 21 - Shartsis Friese

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SEC Amendments to Form ADV

October 21, 2016

Publications

Performance Related Books and Records Rule Amendments

October 5, 2016

Christina Mickelson Hamilton

Publications

Co-Investments

September 12, 2016

Publications

New Department of Labor Regulation

September 7, 2016

Publications

New Employee and Independent Contractor Notice Requirements

August 25, 2016

Publications

Proposed SEC Rules Regarding Continuity and Succession Planning

July 21, 2016

Publications

SEC Raises “Qualified Client” Net Worth Threshold Effective August 15, 2016

July 8, 2016

Publications

The Latest Trend In Non-GAAP Reporting

June 30, 2016 | Law360 | By: P. Rupert Russell

Roey Rahmil

Publications

Written Disclosure And Informed Written Consent: How To Handle Actual And Potential Conflicts Of Interest

June 10, 2016 | California Young Lawyers Association (CYLA) eNews | By: Roey Z. Rahmil

Publications

Demystifying Private Placement Laws – Part 2: Blue Sky Laws

June 8, 2016 | By: James J. Frolik and Christina Mickelson Hamilton

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