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SEC EXAMINATIONS OF INVESTMENT ADVISERS – Winter 2020 Update

January 8, 2020

Publications

FINRA Amends its New Issue Rules

January 3, 2020

Publications

CLIENT ALERT: ADA Website Requirements

December 16, 2019 | By: Erick C. Howard

News

Shartsis Friese Promotes Four to Partnership

December 2, 2019

Publications

Insider Trading: The SEC’s FY 2019 Cases

November 15, 2019

News

Shartsis Friese Ranked Among “Best Law Firms” By U.S. News & World Report and Best Lawyers

November 1, 2019

Publications

Swaps Proficiency Requirements

October 28, 2019

Speaking

Shartsis Friese Tax Counsel Dashiell Shapiro on Bloomberg TV

On: October 10, 2019 | Bloomberg TV | By: Dashiell C. Shapiro

News

Cryptocurrency Investors Get New IRS Income-Reporting Rules

October 9, 2019 | Bloomberg

Publications

SEC Concept Release: Harmonization of Securities Offering Exemptions

September 25, 2019

Get In Touch

For questions, inquiries, or more information, please don’t hesitate to contact us—we’re here to help.

For General & Media Inquiries

James Schwarz

Chief Operating Officer

Firm Co-Founder Arthur J. Shartsis Passes Away at 80

Shartsis Friese Attorneys Named to 2026 Northern California Super Lawyers and Rising Stars Lists

Shartsis Friese Team Represents Clubspot in Growth Equity Financing

Shartsis Friese Names Kat Peters-Miller a Partner

SEC EXAMINATIONS OF INVESTMENT ADVISERS – Winter 2020 Update

FINRA Amends its New Issue Rules

CLIENT ALERT: ADA Website Requirements

Shartsis Friese Promotes Four to Partnership

Insider Trading: The SEC’s FY 2019 Cases

Shartsis Friese Ranked Among “Best Law Firms” By U.S. News & World Report and Best Lawyers

Swaps Proficiency Requirements

Shartsis Friese Tax Counsel Dashiell Shapiro on Bloomberg TV

Cryptocurrency Investors Get New IRS Income-Reporting Rules

SEC Concept Release: Harmonization of Securities Offering Exemptions

Get In Touch

For General & Media Inquiries

James Schwarz