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SEC Enforcement Actions for Custody Rule Violations

September 13, 2023

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SEC Adopts Amendments to Expand the Scope of Form PF

August 23, 2023

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Join Us at SohnSF – September 26

August 22, 2023

Publications

Upcoming July 1, 2023, Compliance Deadline under the California Consumer Privacy Act

June 5, 2023

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Exempt Reporting Advisers and State Registered Advisers – FTC Safeguards Rule – June 9 Compliance Deadline

May 4, 2023

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Annual Letter: 2023

January 12, 2023

Publications

Upcoming Compliance Deadline for SEC Marketing Rule Compliance

September 22, 2022

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Proposed Inflation Reduction Act of 2022

August 2, 2022

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SEC Proposes Fundamental Changes to Private Fund Regulation

April 1, 2022

Publications

Annual Letter: 2022

January 13, 2022

Get In Touch

For questions, inquiries, or more information, please don’t hesitate to contact us—we’re here to help.

For General & Media Inquiries

James Schwarz

Chief Operating Officer

Legal 500 Honors Sixteen Shartsis Friese Lawyers in Inaugural City Elite Ranking for San Francisco

Shartsis Friese Welcomes Tax Lawyer Noah Metz as Partner

Shartsis Friese Adds Jason Rabbitt-Tomita as Partner

Shartsis Partner Roey Rahmil on”Deepfake” Insurance Coverage Issues

SEC Enforcement Actions for Custody Rule Violations

SEC Adopts Amendments to Expand the Scope of Form PF

Join Us at SohnSF – September 26

Upcoming July 1, 2023, Compliance Deadline under the California Consumer Privacy Act

Exempt Reporting Advisers and State Registered Advisers – FTC Safeguards Rule – June 9 Compliance Deadline

Annual Letter: 2023

Upcoming Compliance Deadline for SEC Marketing Rule Compliance

Proposed Inflation Reduction Act of 2022

SEC Proposes Fundamental Changes to Private Fund Regulation

Annual Letter: 2022

Get In Touch

For General & Media Inquiries

James Schwarz