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Archive for September, 2012

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SEC Proposes Amendments to Regulation D to Permit General Solicitation in Rule 506 Offerings

Summary. On August 29, 2012, the Securities and Exchange Commission (the “SEC”) proposed amendments to Rule 506 of Regulation D…

California Private Fund Adviser Exemption

Effective August 27, 2012 (the “Effective Date”), the California Commissioner of Corporations (the “Commissioner”) amended its rule exempting private advisers…

Shartsis Friese has relocated to 425 Market Street, 11th Floor, San Francisco, CA 94105-2496. Telephone and fax numbers remain the same.

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