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Archive for September, 2022

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Upcoming Compliance Deadline for SEC Marketing Rule Compliance

The November 4, 2022 deadline for compliance with Rule 204(4)-1 (the “Marketing Rule”) under the Investment Advisers Act of 1940…

Shartsis Friese has relocated to 425 Market Street, 11th Floor, San Francisco, CA 94105-2496. Telephone and fax numbers remain the same.

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