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On PROBATE

March 8, 2022 | ABTL Report (Volume 28 No 3, Winter2021/2022) | By: Frank A. Cialone

Publications

“Shadow Trading” – District Court Upholds the SEC’s Shadow Insider Trading Theory

January 28, 2022 | By: Jahan P. Raissi

Publications

Annual Letter: 2022

January 13, 2022

Publications

THE SEC BRINGS AN “ALT DATA” ENFORCEMENT CASE

October 5, 2021 | By: Jahan P. Raissi

Publications

SEC INSIDER TRADING CASE IS NOVEL, BUT NOT AN EXPANSION OF THE LAW

September 9, 2021 | By: Jahan P. Raissi

Publications

Client Alert: Gov. Newsom Signs A.B. 150 – SALT Workaround

July 30, 2021 | By: Dashiell C. Shapiro

Publications

SEC Raises “Qualified Client” Net Worth Threshold Effective August 16, 2021

July 9, 2021

Publications

SPAC PIPES AND MNPI COMPLIANCE (or, acronyms run amok)

March 24, 2021 | By: Jahan P. Raissi

Publications

New SEC Marketing Rule for Investment Advisers

February 12, 2021

Publications

Annual Letter: 2021

January 8, 2021

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Shartsis Partner Roey Rahmil on”Deepfake” Insurance Coverage Issues

Shartsis Friese Earns Numerous Rankings on 2026 Best Law Firms List

Chambers High Net Worth Guide Recognizes Shartsis Friese Family Wealth Group

Securing A Bench Trial In Cases Involving Both Legal And Equitable Claims

On PROBATE

“Shadow Trading” – District Court Upholds the SEC’s Shadow Insider Trading Theory

Annual Letter: 2022

THE SEC BRINGS AN “ALT DATA” ENFORCEMENT CASE

SEC INSIDER TRADING CASE IS NOVEL, BUT NOT AN EXPANSION OF THE LAW

Client Alert: Gov. Newsom Signs A.B. 150 – SALT Workaround

SEC Raises “Qualified Client” Net Worth Threshold Effective August 16, 2021

SPAC PIPES AND MNPI COMPLIANCE (or, acronyms run amok)

New SEC Marketing Rule for Investment Advisers

Annual Letter: 2021

Get In Touch

For General & Media Inquiries

James Schwarz

News & Insights

Shartsis Partner Roey Rahmil on”Deepfake” Insurance Coverage Issues

Shartsis Friese Earns Numerous Rankings on 2026 Best Law Firms List

Chambers High Net Worth Guide Recognizes Shartsis Friese Family Wealth Group

Securing A Bench Trial In Cases Involving Both Legal And Equitable Claims

Get In Touch

For General & Media Inquiries

James Schwarz