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Insider Trading: The SEC’s FY 2019 Cases

November 15, 2019

Publications

Swaps Proficiency Requirements

October 28, 2019

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SEC Concept Release: Harmonization of Securities Offering Exemptions

September 25, 2019

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The Cayman Islands Data Protection Law, 2017

August 23, 2019

Publications

Form SHL

August 9, 2019

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SEC Publishes Interpretation of Investment Advisers’ Fiduciary Duty and Adopts Rules and Interpretations for Financial Professionals and their Retail Clients

June 24, 2019 | By: Christina Mickelson Hamilton

Publications

The California Consumer Privacy Act Exemption Important to Investment Advisers

May 28, 2019 | By: Jahan P. Raissi

Publications

Are There Any Lessons From The SEC’s Insider Trading Cases Brought Over The Last 17 Months?

February 26, 2019

Publications

Recent TTAB Decision Denying Application Shows Importance of Policing Trademark And Risk Of Relying Too Heavily On Prior Registration

January 24, 2019 | By: Cristina N. Rubke

Publications

Annual Letter: 2019

January 24, 2019

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James Schwarz

Chief Operating Officer

Shartsis Partner Roey Rahmil on”Deepfake” Insurance Coverage Issues

Shartsis Friese Earns Numerous Rankings on 2026 Best Law Firms List

Chambers High Net Worth Guide Recognizes Shartsis Friese Family Wealth Group

Securing A Bench Trial In Cases Involving Both Legal And Equitable Claims

Insider Trading: The SEC’s FY 2019 Cases

Swaps Proficiency Requirements

SEC Concept Release: Harmonization of Securities Offering Exemptions

The Cayman Islands Data Protection Law, 2017

Form SHL

SEC Publishes Interpretation of Investment Advisers’ Fiduciary Duty and Adopts Rules and Interpretations for Financial Professionals and their Retail Clients

The California Consumer Privacy Act Exemption Important to Investment Advisers

Are There Any Lessons From The SEC’s Insider Trading Cases Brought Over The Last 17 Months?

Recent TTAB Decision Denying Application Shows Importance of Policing Trademark And Risk Of Relying Too Heavily On Prior Registration

Annual Letter: 2019

Get In Touch

For General & Media Inquiries

James Schwarz

News & Insights

Shartsis Partner Roey Rahmil on”Deepfake” Insurance Coverage Issues

Shartsis Friese Earns Numerous Rankings on 2026 Best Law Firms List

Chambers High Net Worth Guide Recognizes Shartsis Friese Family Wealth Group

Securing A Bench Trial In Cases Involving Both Legal And Equitable Claims

Get In Touch

For General & Media Inquiries

James Schwarz