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New QPAM Exemption Requirements

June 5, 2024

Publications

New Form N-PX Filing Requirement for Managers that File Form 13F

May 9, 2024

Publications

SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications

April 22, 2024

Publications

New Monthly Short Position Reporting

January 22, 2024

Publications

Annual Letter: 2024

January 17, 2024

News

Shartsis Friese Welcomes Carol Wang as Senior Tax Counsel

January 16, 2024

Publications

Amendments to Rules Governing Beneficial Ownership Reporting

January 8, 2024 | By:

Publications

Tax Court Decision Impacts Self-Employment Tax Exception

December 13, 2023

Publications

Corporate Transparency Act Compliance – Update

December 5, 2023

Publications

Corporate Transparency Act Compliance

October 19, 2023

Get In Touch

For questions, inquiries, or more information, please don’t hesitate to contact us—we’re here to help.

For General & Media Inquiries

James Schwarz

Chief Operating Officer

jschwarz@sflaw.com
(415) 421-6500

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Hurricane Protection Straps Suit Blown Out Of Court

New QPAM Exemption Requirements

New Form N-PX Filing Requirement for Managers that File Form 13F

SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications

New Monthly Short Position Reporting

Annual Letter: 2024

Shartsis Friese Welcomes Carol Wang as Senior Tax Counsel

Amendments to Rules Governing Beneficial Ownership Reporting

Tax Court Decision Impacts Self-Employment Tax Exception

Corporate Transparency Act Compliance – Update

Corporate Transparency Act Compliance

Get In Touch

For General & Media Inquiries

James Schwarz