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Corporate Transparency Act Compliance Reminder and Guidance

November 6, 2024

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SEC Cracks Down on Whistleblower-Impeding Language

October 3, 2024

Publications

Federal Trade Commission (“FTC”) Ban on Non-Compete Clauses

August 7, 2024

Publications

Private Fund Adviser Rules Vacated

June 6, 2024

Publications

New QPAM Exemption Requirements

June 5, 2024

Publications

New Form N-PX Filing Requirement for Managers that File Form 13F

May 9, 2024

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SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications

April 22, 2024

Publications

New Monthly Short Position Reporting

January 22, 2024

Publications

Annual Letter: 2024

January 17, 2024

Publications

Amendments to Rules Governing Beneficial Ownership Reporting

January 8, 2024 | By:

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For questions, inquiries, or more information, please don’t hesitate to contact us—we’re here to help.

For General & Media Inquiries

James Schwarz

Chief Operating Officer

Shartsis Friese Earns Numerous Rankings on 2026 Best Law Firms List

Chambers High Net Worth Guide Recognizes Shartsis Friese Family Wealth Group

Securing A Bench Trial In Cases Involving Both Legal And Equitable Claims

Hurricane Protection Straps Suit Blown Out Of Court

Corporate Transparency Act Compliance Reminder and Guidance

SEC Cracks Down on Whistleblower-Impeding Language

Federal Trade Commission (“FTC”) Ban on Non-Compete Clauses

Private Fund Adviser Rules Vacated

New QPAM Exemption Requirements

New Form N-PX Filing Requirement for Managers that File Form 13F

SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications

New Monthly Short Position Reporting

Annual Letter: 2024

Amendments to Rules Governing Beneficial Ownership Reporting

Get In Touch

For General & Media Inquiries

James Schwarz