Investment Funds & Advisers Insights Archives - Page 2 of 6 - Shartsis Friese

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Publications

Corporate Transparency Act – Nationwide Preliminary Injunction

December 5, 2024

Publications

Corporate Transparency Act Compliance Reminder and Guidance

November 6, 2024

Publications

SEC Cracks Down on Whistleblower-Impeding Language

October 3, 2024

Publications

Federal Trade Commission (“FTC”) Ban on Non-Compete Clauses

August 7, 2024

Publications

Private Fund Adviser Rules Vacated

June 6, 2024

Publications

New QPAM Exemption Requirements

June 5, 2024

Publications

New Form N-PX Filing Requirement for Managers that File Form 13F

May 9, 2024

Publications

SEC Charges Investment Adviser with Recordkeeping Failures Related to “Off Channel” Communications

April 22, 2024

Jahan P. Raissi

Publications

“Shadow” Insider Trading – SEC Wins Jury Trial in Closely Watched Insider Trading Case

April 12, 2024 | By: Jahan P. Raissi

Publications

New Monthly Short Position Reporting

January 22, 2024

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