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Archive for January, 2012

Results

Annual Letter: 2012

This is our annual letter briefly reviewing various issues that our investment adviser clients should consider over the next few…

Proposed California Private Fund Adviser Exemption and Temporary Exemption Extension

Summary Proposed Exemption On December 15, 2011, the California Commissioner of Corporations (the “Commissioner”) proposed to amend Section 260.204.9 of…

New “Accredited Investor” Net Worth Calculation

On December 21, 2011, the SEC adopted a rule (the “Final Rule”)[1] amending the “accredited investor” definition in Rule 501(a)(5)…