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We are client-focused and solution-driven by design. We specialize in high-quality practice areas that serve the needs of businesses and sophisticated individuals. Our careful growth, minimal turnover and low partner/non-partner ratio are all designed to provide efficient and cost-effective legal services of the highest caliber.
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Shartsis Friese offers experienced lawyers and staff a real alternative to the big law firm environment. We offer interesting and challenging work, competitive compensation, the opportunity to grow professionally and be involved in management decisions, and a sense of community and mutual support that only a cohesive, small firm can provide.
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Archive for September, 2023

SEC Adopts New Rules for Private Fund Advisers

On August 23, 2023, the Securities Exchange Commission (the “SEC”) adopted significant new rules for private fund advisers (the “Rules”)…

SEC Enforcement Actions for Custody Rule Violations

On September 5, 2023, the Securities Exchange Commission (the “SEC”) charged five advisory firms with violations of Rule 206(4)-2 (the…